Essential strategies for financial services compliance annie mills peter haines on amazoncom free shipping on qualifying offers a fully updated edition of the definitive guide to financial regulation in recent years not only has the compliance field become firmly established. Essential strategies for financial services compliance kindle edition by annie mills peter haines download it once and read it on your kindle device pc phones or tablets use features like bookmarks note taking and highlighting while reading essential strategies for financial services compliance. What is good for compliance is sometimes seen as being bad for business making a compliance officers role a difficult one essential strategies for financial services compliance offers practical guidance on how to apply a regulatory requirement to day to day situations it also shows how to communicate the compliance departments activities . Now in its second edition the highly successful essential strategies for financial services compliance has been updated with the latest compliance strategies and regulatory information making it indispensable for compliance officers legal firms and anyone else working with the financial services compliance function. Non compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards this second edition of essential strategies for financial services compliance makes it easy to digest complex information on the regulatory framework
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